Blog
19/12/2022
Pawel started off the discussion by quoting a tweet by Jesse Powell, Kraken’s CEO, on Carol’s Twitter account, “To be clear, the payment is for settlement, not a fine of a self-disclosed potential issue.
05/12/2022
Contrary to the book which starts with the line, “HSBC began its life by serving drug dealers”, Chris started off the talk by introducing Thomas Sutherland, founder of The Hongkong and Shanghai Banking Corporation.
01/12/2022
FTX: A Case Study of a Major Failure in Corporate Controls and Compliance.To address this failure in compliance by FTX and other imperative issues such as anti-money laundering, KYC (Know Your Customers), sanctions, market abuse, manipulation, and fraud, Gatenox CEO Pawel Kuskowski invited top practitioners of corporate compliance, Carol Van
15/11/2022
A lot of resources are now available at the tip of our fingers, but here are the ones we find most useful for complying with corporate KYC and having anti-money laundering provisions in place.
15/11/2022
KYC, or Know Your Customer, is a process used by businesses to verify the identity of their clients and assess potential risks of illegal intentions or money laundering activities. KYC checklists are used as part of this process to ensure that all necessary information is collected from the customer. Here’s
08/11/2022
The Gatenox Hub is a secure web-based application which streamlines your corporate KYC process. It requires no technical integration and is ready to use out of the box.
04/11/2022
Gatenox invites you to attend an evening with Chris Blackhurst, former editor of The Independent, and author of “Too Big to Jail”.
03/11/2022
With the ever-growing concern of money laundering being a tool for terrorist financing, corruption and assisting severe crimes such as tax evasion and drug trafficking, corporate compliance has become the default response to this issue.
02/11/2022
Having ownership or control over a company comes with rights and responsibilities to customers, shareholders, governments, regulators, and other businesses.
17/10/2022
The Gatenox Hub is a secure web-based application which streamlines your corporate KYC process. It requires no technical integration and is ready to use out of the box.
03/10/2022
On September 29, 2022, U.S. Treasury’s Financial Crimes Enforcement Network (FinCEN) took a historic step in support of U.S. government efforts to crack down on illicit finance and enhance transparency by issuing a final rule establishing a beneficial ownership information reporting requirement, pursuant to the bipartisan Corporate Transparency Act (CTA).
29/09/2022
The latest guidelines issued in September 2022 by the Financial Industry Regulatory Authority (FINRA) have raised the fine ranges for mid- and large-size firms and created separate sanction guidelines for individuals and firms as well as separate fine ranges depending on a firms’ size.
